haiku.rag/evaluations/evaluations/qa.py
Yiorgis Gozadinos 1d09b4e31b
Find a document in whichever database holds it
`get_document_by_id`, `get_document_by_uri` and `get_chunk_by_id` read
through repositories a client covering a set does not have, so a lookup by
identifier raised AttributeError and `resolve_document` with it. An
identifier says nothing about which database holds it, so every database is
asked at once and the first that has it, in configured order, answers.

On the evaluation side, `--db` overrides the configured set as the CLI
documents, and population refuses a set rather than ingesting into a
database the run would not read. A case filter matching nothing raises
instead of reporting 0.0000 as though it were a score.
2026-08-24 10:03:47 +03:00

569 lines
21 KiB
Python

"""QA benchmarks: single-question runs and live multi-turn conversations."""
from collections.abc import Mapping
from pathlib import Path
from typing import Any, Literal, NamedTuple, cast
from pydantic_evals import Case, Dataset as EvalDataset, set_eval_attribute
from pydantic_evals.evaluators import Evaluator
from pydantic_evals.reporting import ReportCaseFailure
from rich.console import Console
from evaluations.capability_runner import (
CapabilityFactory,
prefix_to_messages,
run_capability_conversation,
run_capability_question,
)
from evaluations.config import ConversationInput, DatasetSpec
from evaluations.evaluators import (
ANSWER_EQUIVALENCE_RUBRIC,
REFUSAL_ELIGIBLE_LABELS,
REFUSAL_RUBRIC,
ConversationEvaluator,
RefusalJudge,
TranscriptLLMJudge,
)
from evaluations.experiment import DEFAULT_JUDGE_MODEL, build_experiment_metadata
from haiku.rag.config import AppConfig
from haiku.rag.config.models import ModelConfig
from haiku.rag.utils import get_model
console = Console()
Target = Literal["rag-capability", "analysis-capability"]
TARGETS: tuple[Target, ...] = ("rag-capability", "analysis-capability")
def _capability_factory_for_target(target: Target) -> CapabilityFactory:
if target == "rag-capability":
from haiku.rag.capabilities.rag import create_capability
return create_capability
if target == "analysis-capability":
from haiku.rag.capabilities.analysis import create_capability
return create_capability
raise ValueError(f"target {target!r} is not a capability target")
def _attach_relevant_uris(
cases: list[Case[str, str, dict[str, Any]]],
spec: DatasetSpec,
limit: int | None,
) -> None:
"""Augment QA cases with `relevant_uris` joined from retrieval samples.
Mutates each case's metadata in place. Cases with no matching retrieval
sample (by question) are left untouched.
"""
if spec.retrieval_loader is None or spec.retrieval_mapper is None:
return
if not any(isinstance(case.inputs, str) for case in cases):
return
corpus = spec.retrieval_loader()
if limit is not None:
corpus = corpus.select(range(min(limit, len(corpus))))
expected_by_question: dict[str, tuple[str, ...]] = {}
for raw in corpus:
sample = spec.retrieval_mapper(cast(Mapping[str, Any], raw))
if sample is None or sample.skip:
continue
expected_by_question[sample.question] = sample.expected_uris
for case in cases:
if not isinstance(case.inputs, str):
continue
uris = expected_by_question.get(case.inputs)
if uris is None:
continue
metadata = case.metadata if case.metadata is not None else {}
metadata["relevant_uris"] = list(uris)
case.metadata = metadata
def _resolve_capability_config(
target: Target, config: AppConfig, capability_model: ModelConfig | None
) -> ModelConfig:
if target == "analysis-capability":
# Mirror the capability-code resolver: explicit analysis.model wins,
# else fall back to qa.model.
return capability_model or config.analysis.model or config.qa.model
return capability_model or config.qa.model
def _live_summary(report_cases, report_failures) -> dict[str, float | int] | None:
"""Aggregate ConversationEvaluator scores across conversations.
Micro rates weight every turn equally (sums across conversations); macro
rates average per-conversation means, so short conversations don't get
overweighted by micro nor long ones by macro. Failed conversations are
operational exclusions: they count toward the attempted coverage figures
but never toward the rates.
"""
def _score(case, key: str):
result = case.scores.get(key)
return result.value if result is not None else None
scored = [case for case in report_cases if _score(case, "turns_total") is not None]
if not scored:
return None
failed_turns = sum(
len(failure.inputs) if isinstance(failure.inputs, list) else 0
for failure in report_failures
)
turns_total = sum(_score(case, "turns_total") for case in scored)
turns_judged = sum(_score(case, "turns_judged") for case in scored)
turns_passed = sum(_score(case, "turns_passed") for case in scored)
# A conversation with zero judged turns (its judge calls all failed)
# reports turn_pass_rate 0.0; averaging that in would count a judge
# outage as a failed conversation, against the exclusion policy.
judged = [case for case in scored if _score(case, "turns_judged")]
summary: dict[str, float | int] = {
"conversations": len(scored),
"conversations_attempted": len(report_cases) + len(report_failures),
"turns_total": turns_total,
"turns_judged": turns_judged,
"turns_attempted": turns_total + failed_turns,
"micro_pass_rate": turns_passed / turns_judged if turns_judged else 0.0,
"macro_pass_rate": sum(_score(case, "turn_pass_rate") for case in judged)
/ len(judged)
if judged
else 0.0,
}
cited = [case for case in scored if _score(case, "cited_map") is not None]
eligible = sum(_score(case, "cited_eligible") for case in scored)
if cited and eligible:
summary["cited_eligible"] = eligible
summary["cited_map_micro"] = (
sum(
_score(case, "cited_map") * _score(case, "cited_eligible")
for case in cited
)
/ eligible
)
summary["cited_map_macro"] = sum(
_score(case, "cited_map") for case in cited
) / len(cited)
true_refusals = sum(_score(case, "true_refusals") for case in scored)
false_refusals = sum(_score(case, "false_refusals") for case in scored)
unanswerable = sum(_score(case, "unanswerable_turns") for case in scored)
refusals = true_refusals + false_refusals
summary["unanswerable_turns"] = unanswerable
summary["refusals"] = refusals
summary["refusal_precision"] = true_refusals / refusals if refusals else 0.0
summary["refusal_recall"] = true_refusals / unanswerable if unanswerable else 0.0
return summary
def _refusal_metrics(report_cases) -> tuple[float, float, int, int] | None:
"""Refusal precision/recall against answerability labels.
Uses cases the refusal judge scored (ANSWERABLE/UNANSWERABLE turns).
Returns (precision, recall, unanswerable_count, refusal_count), or None
when no case was judged.
"""
outcomes: list[tuple[str, bool]] = []
for case in report_cases:
refused = case.assertions.get("refused")
label = (case.metadata or {}).get("answerability")
if refused is None or label not in REFUSAL_ELIGIBLE_LABELS:
continue
outcomes.append((label, bool(refused.value)))
if not outcomes:
return None
refusals = [(label, r) for label, r in outcomes if r]
true_refusals = sum(1 for label, _ in refusals if label == "UNANSWERABLE")
unanswerable = sum(1 for label, _ in outcomes if label == "UNANSWERABLE")
precision = true_refusals / len(refusals) if refusals else 0.0
recall = true_refusals / unanswerable if unanswerable else 0.0
return precision, recall, unanswerable, len(refusals)
def _filter_qa_corpus(corpus, case_ids: set[str] | None):
"""Keep only rows whose ``id`` is in ``case_ids`` (failure-subset reruns).
Returns the corpus unchanged when ``case_ids`` is None. Matching nothing
raises: a dataset keying its rows by another name leaves every case filtered
out, and a run of no cases otherwise reports 0.0000 as though it were a score.
"""
if case_ids is None:
return corpus
filtered = corpus.filter(lambda row: row.get("id") in case_ids)
if len(filtered) == 0:
raise ValueError(
f"--filter-ids matched none of the {len(corpus)} cases. "
"Check that the ids belong to this dataset and that its rows are "
"keyed by `id`."
)
return filtered
class _QARun(NamedTuple):
cases: list[Case[Any, Any, dict[str, Any]]]
db: Path | None
judge_config: ModelConfig
eval_name: str
experiment_metadata: dict[str, Any]
capability_factory: CapabilityFactory
capability_model: Any
def _prepare_qa_run(
spec: DatasetSpec,
config: AppConfig,
limit: int | None,
name: str | None,
db_path: Path | None,
judge_model: ModelConfig | None,
target: Target,
capability_model: ModelConfig | None,
case_ids: set[str] | None,
document_filter: str | None,
) -> _QARun:
"""Shared setup for the QA runners: cases, models, name and metadata."""
corpus = spec.qa_loader()
corpus = _filter_qa_corpus(corpus, case_ids)
if limit is not None:
corpus = corpus.select(range(min(limit, len(corpus))))
cases = [
spec.qa_case_builder(index, cast(Mapping[str, Any], doc))
for index, doc in enumerate(corpus, start=1)
]
judge_config = judge_model or DEFAULT_JUDGE_MODEL
capability_config = _resolve_capability_config(target, config, capability_model)
eval_name = name if name is not None else f"{spec.key}_qa_evaluation"
experiment_metadata = build_experiment_metadata(
dataset_key=spec.key,
test_cases=len(cases),
config=config,
judge_config=judge_config,
target=target,
capability_config=capability_config,
document_filter=document_filter,
)
experiment_metadata.update(spec.experiment_metadata or {})
return _QARun(
cases=cases,
db=None if spec.covers_a_set(config, db_path) else spec.db_path(db_path),
judge_config=judge_config,
eval_name=eval_name,
experiment_metadata=experiment_metadata,
capability_factory=_capability_factory_for_target(target),
capability_model=get_model(capability_config, config),
)
def _print_mean_task_time(report_cases, unit: str = "case") -> None:
if not report_cases:
return
mean = sum(case.task_duration for case in report_cases) / len(report_cases)
console.print(f"Avg task time per {unit}: {mean:.2f}s")
def _print_failures(failures, show_question: bool = False) -> None:
if not failures:
return
console.print("[red]\nSummary of failures:[/red]")
for failure in failures:
console.print(f"Case: {failure.name}")
if show_question:
console.print(f"Question: {failure.inputs}")
console.print(f"Error: {failure.error_message}")
console.print("")
async def run_qa_benchmark(
spec: DatasetSpec,
config: AppConfig,
limit: int | None = None,
name: str | None = None,
db_path: Path | None = None,
judge_model: ModelConfig | None = None,
target: Target = "rag-capability",
capability_model: ModelConfig | None = None,
case_ids: set[str] | None = None,
document_filter: str | None = None,
) -> ReportCaseFailure[str, str, dict[str, str]] | None:
run = _prepare_qa_run(
spec,
config,
limit,
name,
db_path,
judge_model,
target,
capability_model,
case_ids,
document_filter,
)
cases, judge_config = run.cases, run.judge_config
_attach_relevant_uris(cases, spec, limit)
citation_evaluator = spec.citation_evaluator
qa_evaluator = spec.qa_evaluator
evaluators: list[Evaluator]
if qa_evaluator is not None:
evaluators = [qa_evaluator]
else:
evaluators = [
TranscriptLLMJudge(
rubric=ANSWER_EQUIVALENCE_RUBRIC,
include_input=True,
include_expected_output=True,
model=get_model(judge_config, config),
assertion={
"evaluation_name": "answer_equivalent",
"include_reason": True,
},
),
]
if citation_evaluator is not None:
evaluators.append(citation_evaluator)
# RefusalJudge scores only cases whose metadata carries an answerability
# label; on unlabeled datasets it returns no score without a judge call.
evaluators.append(
RefusalJudge(
rubric=REFUSAL_RUBRIC,
model=get_model(judge_config, config),
assertion={"evaluation_name": "refused", "include_reason": False},
)
)
evaluation_dataset = EvalDataset[Any, str, dict[str, Any]](
name=spec.key, cases=cases, evaluators=evaluators
)
async def answer_question(inputs: str | ConversationInput) -> str:
if isinstance(inputs, ConversationInput):
question = inputs.question
message_history = prefix_to_messages(inputs.prefix)
else:
question = inputs
message_history = None
result = await run_capability_question(
capability_factory=run.capability_factory,
db_path=run.db,
config=config,
question=question,
capability_model=run.capability_model,
document_filter=document_filter,
message_history=message_history,
)
set_eval_attribute("cited_uris", result.cited_uris)
set_eval_attribute("cited_chunk_ids", result.cited_chunk_ids)
set_eval_attribute("cited_sources", result.cited_sources)
set_eval_attribute("searched_uris", result.searched_uris)
set_eval_attribute("n_searches", result.n_searches)
set_eval_attribute("n_search_calls", result.n_search_calls)
set_eval_attribute("n_rejected_searches", result.n_rejected_searches)
set_eval_attribute("n_failed_tools", result.n_failed_tools)
set_eval_attribute("n_executions", result.n_executions)
set_eval_attribute("n_requests", result.n_requests)
set_eval_attribute("citation_status", result.citation_status)
return result.answer
report = await evaluation_dataset.evaluate(
answer_question,
name=run.eval_name,
max_concurrency=1,
progress=True,
metadata=run.experiment_metadata,
)
total_processed = len(report.cases)
failures = report.failures
if qa_evaluator is not None:
score_key = qa_evaluator.get_default_evaluation_name()
passing_cases = sum(
1
for case in report.cases
if score_key in case.scores and case.scores[score_key].value >= 1.0
)
scoring = score_key
else:
passing_cases = sum(
1
for case in report.cases
if case.assertions.get("answer_equivalent")
and case.assertions["answer_equivalent"].value
)
scoring = "answer_equivalent"
accuracy = passing_cases / total_processed if total_processed > 0 else 0
console.print("\n=== QA Benchmark Results ===", style="bold cyan")
console.print(f"Scoring: {scoring}")
console.print(f"Total questions: {total_processed}")
console.print(f"Correct answers: {passing_cases}")
console.print(f"QA Accuracy: {accuracy:.4f} ({accuracy * 100:.2f}%)")
_print_mean_task_time(report.cases)
if citation_evaluator is not None:
score_key = citation_evaluator.get_default_evaluation_name()
scores = [
case.scores[score_key].value
for case in report.cases
if score_key in case.scores
]
if scores:
cited_count = sum(
1 for case in report.cases if case.attributes.get("cited_uris")
)
mean_citations = sum(
len(case.attributes.get("cited_uris") or []) for case in report.cases
) / len(report.cases)
mean_score = sum(scores) / len(scores)
console.print(
f"\n=== Citation Retrieval ({score_key}) ===", style="bold cyan"
)
console.print(f"Mean {score_key}: {mean_score:.4f}")
console.print(
f"Eligible cases (gold passages known): {len(scores)}/{len(report.cases)}"
)
console.print(
f"Cite rate (≥1 citation): {cited_count / len(report.cases):.2%}"
)
console.print(f"Mean citations per case: {mean_citations:.2f}")
if (metrics := _refusal_metrics(report.cases)) is not None:
precision, recall, unanswerable, refusals = metrics
console.print("\n=== Refusal vs answerability labels ===", style="bold cyan")
console.print(f"Refusal precision: {precision:.2%} | recall: {recall:.2%}")
console.print(
f"UNANSWERABLE turns: {unanswerable} | refusals: {refusals} "
"(PARTIAL excluded)"
)
_print_failures(failures, show_question=True)
return failures[0] if failures else None
async def run_live_qa_benchmark(
spec: DatasetSpec,
config: AppConfig,
limit: int | None = None,
name: str | None = None,
db_path: Path | None = None,
judge_model: ModelConfig | None = None,
target: Target = "rag-capability",
capability_model: ModelConfig | None = None,
case_ids: set[str] | None = None,
document_filter: str | None = None,
) -> None:
"""Replay conversations turn by turn through one capability session.
One case per conversation; ``limit`` counts conversations. Answers carry
forward as real message history, so prior-turn compaction is exercised.
"""
run = _prepare_qa_run(
spec,
config,
limit,
name,
db_path,
judge_model,
target,
capability_model,
case_ids,
document_filter,
)
evaluation_dataset = EvalDataset[Any, Any, dict[str, Any]](
name=spec.key,
cases=run.cases,
evaluators=[
ConversationEvaluator(
rubric=ANSWER_EQUIVALENCE_RUBRIC,
model=get_model(run.judge_config, config),
)
],
)
async def answer_conversation(questions: list[str]) -> list[str]:
results = await run_capability_conversation(
capability_factory=run.capability_factory,
db_path=run.db,
config=config,
questions=list(questions),
capability_model=run.capability_model,
document_filter=document_filter,
compaction=spec.compaction,
)
set_eval_attribute("turn_cited_uris", [r.cited_uris for r in results])
set_eval_attribute("turn_n_search_calls", [r.n_search_calls for r in results])
set_eval_attribute(
"turn_n_rejected_searches", [r.n_rejected_searches for r in results]
)
set_eval_attribute("turn_n_failed_tools", [r.n_failed_tools for r in results])
set_eval_attribute("turn_n_requests", [r.n_requests for r in results])
set_eval_attribute("turn_citation_status", [r.citation_status for r in results])
return [r.answer for r in results]
report = await evaluation_dataset.evaluate(
answer_conversation,
name=run.eval_name,
max_concurrency=1,
progress=True,
metadata=run.experiment_metadata,
)
summary = _live_summary(report.cases, report.failures)
console.print("\n=== Live Conversation Results ===", style="bold cyan")
if summary is None:
attempted = len(report.cases) + len(report.failures)
console.print(f"No conversations were scored ({attempted} attempted).")
else:
console.print(
f"Conversations scored: {summary['conversations']}"
f"/{summary['conversations_attempted']} | turns scored: "
f"{summary['turns_total']}/{summary['turns_attempted']}"
)
if summary["turns_judged"] < summary["turns_total"]:
console.print(
f"Turns judged: {summary['turns_judged']}/{summary['turns_total']} "
"(per-turn judge errors excluded from rates)"
)
if report.failures:
console.print(
"Failed conversations are operational exclusions — "
"not counted as wrong answers."
)
console.print(
f"Answer pass rate — micro (per turn): {summary['micro_pass_rate']:.4f} | "
f"macro (per conversation): {summary['macro_pass_rate']:.4f}"
)
if "cited_map_micro" in summary:
console.print(
f"cited_map — micro: {summary['cited_map_micro']:.4f} | "
f"macro: {summary['cited_map_macro']:.4f} "
f"(eligible turns: {summary['cited_eligible']})"
)
console.print(
f"Refusal precision: {summary['refusal_precision']:.2%} | "
f"recall: {summary['refusal_recall']:.2%} "
f"(UNANSWERABLE turns: {summary['unanswerable_turns']}, "
f"refusals: {summary['refusals']})"
)
if report.cases:
mean_task_time = sum(case.task_duration for case in report.cases) / len(
report.cases
)
turns = sum(len(case.output or []) for case in report.cases)
per_turn = (
sum(case.task_duration for case in report.cases) / turns if turns else 0.0
)
console.print(
f"Avg task time: {mean_task_time:.2f}s per conversation | "
f"{per_turn:.2f}s per turn"
)
_print_failures(report.failures)