Every section inherited plain BaseModel, so unknown keys were dropped silently: providers.docling_serve.timeout was documented for months while being ignored, and a typo in any setting took the default. Sections now derive from ConfigModel, which forbids extras, so a stale or misspelled key fails with its path. This already found search.context_radius in a live app config and providers.vllm in soliplex's example. converter, chunker and chunker_type are Literals. Sizes, limits, dimensions, token budgets, attempt counts and breaker thresholds must be positive; retention, delays, intervals and cooldowns non-negative; similarity_threshold within 0-1; port within 0-65535. port 0 keeps its OS-assigned meaning and worker_count allows 0 for an API-and-reaper-only process. get_reranker caught ImportError and returned None, so a configured reranker whose extra was missing silently disappeared. It now propagates. raise_missing_extra names the install command and re-raises when the failure came from inside an installed package, so a broken transitive import is not reported as a missing one. zeroentropy imported bare and now guards like the others. The haiku.rag package declares the jina extra. jina-local already worked there through cross-encoder's transitive transformers and torch; the resolved package set is unchanged, but the support is now promised rather than inherited. Provider fields stay unconstrained: get_model ends in a pass-through to pydantic-ai for any provider it supports, so a Literal there would reject valid configurations.
598 lines
20 KiB
Python
598 lines
20 KiB
Python
from pathlib import Path
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from unittest.mock import MagicMock
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import pytest
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from haiku.rag.config.models import AppConfig, ModelConfig, RerankingConfig
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from haiku.rag.reranking import get_reranker
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from haiku.rag.reranking.base import RerankerBase
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from haiku.rag.store.models.chunk import Chunk
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from haiku.rag.utils import raise_missing_extra
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# Providers whose constructor loads a model in-process. Factory-routing tests
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# patch the loader so they assert dispatch without paying the model load.
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HEAVY_LOADERS = {
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"jina-local": "AutoModel",
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"cross-encoder": "CrossEncoder",
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}
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@pytest.fixture(scope="module")
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def vcr_cassette_dir():
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return str(Path(__file__).parent / "cassettes" / "test_reranker")
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chunks = [
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Chunk(content=content, document_id=str(i))
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for i, content in enumerate(
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[
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"To Kill a Mockingbird is a novel by Harper Lee published in 1960. It was immediately successful, winning the Pulitzer Prize, and has become a classic of modern American literature.",
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"The novel Moby-Dick was written by Herman Melville and first published in 1851. It is considered a masterpiece of American literature and deals with complex themes of obsession, revenge, and the conflict between good and evil.",
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"Harper Lee, an American novelist widely known for her novel To Kill a Mockingbird, was born in 1926 in Monroeville, Alabama. She received the Pulitzer Prize for Fiction in 1961.",
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"Jane Austen was an English novelist known primarily for her six major novels, which interpret, critique and comment upon the British landed gentry at the end of the 18th century.",
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"The Harry Potter series, which consists of seven fantasy novels written by British author J.K. Rowling, is among the most popular and critically acclaimed books of the modern era.",
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"The Great Gatsby, a novel written by American author F. Scott Fitzgerald, was published in 1925. The story is set in the Jazz Age and follows the life of millionaire Jay Gatsby and his pursuit of Daisy Buchanan.",
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]
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)
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]
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@pytest.mark.asyncio
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async def test_reranker_base():
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reranker = RerankerBase()
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# The base carries no model: each reranker takes its own from the factory.
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assert reranker._model is None
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# Empty input short-circuits in the base class without dispatching to _rerank.
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assert await reranker.rerank("query", []) == []
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# The actual rerank step is abstract.
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with pytest.raises(NotImplementedError):
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await reranker.rerank("query", chunks)
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@pytest.mark.asyncio
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@pytest.mark.vcr()
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async def test_cohere_reranker():
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try:
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from haiku.rag.reranking.cohere import CohereReranker
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reranker = CohereReranker()
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reranker._model = "rerank-v3.5"
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reranked = await reranker.rerank(
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"Who wrote 'To Kill a Mockingbird'?", chunks, top_n=2
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)
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assert [chunk.document_id for chunk, score in reranked] == ["0", "2"]
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assert all(isinstance(score, float) for chunk, score in reranked)
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except ImportError:
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pytest.skip("Cohere package not installed")
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@pytest.mark.asyncio
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@pytest.mark.vcr()
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async def test_zeroentropy_reranker():
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try:
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from haiku.rag.reranking.zeroentropy import ZeroEntropyReranker
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reranker = ZeroEntropyReranker("zerank-1")
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reranked = await reranker.rerank(
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"Who wrote 'To Kill a Mockingbird'?", chunks, top_n=2
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)
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assert len(reranked) == 2
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assert all(isinstance(score, float) for chunk, score in reranked)
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# Check that the top results are relevant to Harper Lee / To Kill a Mockingbird
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top_ids = [chunk.document_id for chunk, score in reranked]
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assert "0" in top_ids or "2" in top_ids # These chunks mention the book/author
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except ImportError:
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pytest.skip("Zero Entropy package not installed")
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class TestGetReranker:
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def test_returns_none_when_no_model_configured(self):
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config = AppConfig(reranking=RerankingConfig(model=None))
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result = get_reranker(config)
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assert result is None
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def test_unknown_provider_raises_error(self):
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(provider="unknown_provider", name="some-model")
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)
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)
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with pytest.raises(ValueError, match="Unknown reranking provider"):
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get_reranker(config)
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def test_vllm_provider_without_base_url_raises_error(self):
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(provider="vllm", name="BAAI/bge-reranker-v2-m3")
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)
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)
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with pytest.raises(ValueError, match="vLLM reranker requires base_url"):
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get_reranker(config)
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def test_cross_encoder_provider_without_name_raises_error(self):
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(provider="cross-encoder", name="")
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)
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)
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with pytest.raises(ValueError, match="cross-encoder reranker requires name"):
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get_reranker(config)
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def test_multimodal_requires_vllm_provider(self):
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(provider="cohere", name="rerank-v3.5"),
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multimodal=True,
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)
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)
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with pytest.raises(ValueError, match="multimodal"):
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get_reranker(config)
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def test_multimodal_vllm_provider_builds_reranker(self):
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pytest.importorskip("haiku.rag.reranking.vllm")
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from haiku.rag.reranking.vllm import VLLMReranker
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(
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provider="vllm",
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name="nvidia/llama-nemotron-rerank-vl-1b-v2",
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base_url="http://localhost:8000",
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),
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multimodal=True,
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)
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)
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assert isinstance(get_reranker(config), VLLMReranker)
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@pytest.mark.parametrize(
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"provider, model_name, class_module, class_name, extra_model_kwargs, expected_attrs, env_vars",
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[
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(
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"cohere",
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"rerank-english-v3.0",
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"haiku.rag.reranking.cohere",
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"CohereReranker",
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{},
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{"_model": "rerank-english-v3.0"},
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{"CO_API_KEY": "test-api-key"},
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),
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(
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"vllm",
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"BAAI/bge-reranker-v2-m3",
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"haiku.rag.reranking.vllm",
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"VLLMReranker",
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{"base_url": "http://localhost:8000"},
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{
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"_model": "BAAI/bge-reranker-v2-m3",
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"_base_url": "http://localhost:8000",
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},
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{},
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),
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(
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"zeroentropy",
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"zerank-1",
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"haiku.rag.reranking.zeroentropy",
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"ZeroEntropyReranker",
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{},
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{"_model": "zerank-1"},
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{},
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),
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(
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"zeroentropy",
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"",
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"haiku.rag.reranking.zeroentropy",
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"ZeroEntropyReranker",
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{},
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{"_model": "zerank-1"},
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{},
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),
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(
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"jina",
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"jina-reranker-v3",
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"haiku.rag.reranking.jina",
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"JinaReranker",
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{},
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{"_model": "jina-reranker-v3"},
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{"JINA_API_KEY": "test-api-key"},
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),
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(
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"jina-local",
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"jinaai/jina-reranker-v3",
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"haiku.rag.reranking.jina_local",
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"JinaLocalReranker",
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{},
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{"_model": "jinaai/jina-reranker-v3"},
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{},
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),
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(
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"cross-encoder",
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"cross-encoder/ms-marco-MiniLM-L-6-v2",
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"haiku.rag.reranking.cross_encoder",
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"CrossEncoderReranker",
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{},
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{"_model": "cross-encoder/ms-marco-MiniLM-L-6-v2"},
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{},
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),
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],
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ids=[
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"cohere",
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"vllm",
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"zeroentropy",
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"zeroentropy-default",
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"jina",
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"jina-local",
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"cross-encoder",
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],
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)
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def test_provider(
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self,
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provider,
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model_name,
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class_module,
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class_name,
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extra_model_kwargs,
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expected_attrs,
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env_vars,
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monkeypatch,
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):
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mod = pytest.importorskip(class_module)
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expected_class = getattr(mod, class_name)
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loader_attr = HEAVY_LOADERS.get(provider)
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if loader_attr:
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monkeypatch.setattr(mod, loader_attr, MagicMock())
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for key, value in env_vars.items():
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monkeypatch.setenv(key, value)
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config = AppConfig(
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reranking=RerankingConfig(
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model=ModelConfig(
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provider=provider, name=model_name, **extra_model_kwargs
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)
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)
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)
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result = get_reranker(config)
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assert isinstance(result, expected_class)
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for attr, value in expected_attrs.items():
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assert getattr(result, attr) == value
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class _PoolStats:
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"""Fake httpx.AsyncClient factory counting constructions and closes."""
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def __init__(self, response_json):
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self.constructed = 0
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self.closed = 0
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stats = self
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class FakeResponse:
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def raise_for_status(self):
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pass
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def json(self):
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return response_json
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class FakeAsyncClient:
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def __init__(self, *args, **kwargs):
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stats.constructed += 1
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async def post(self, url, json, headers):
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return FakeResponse()
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async def aclose(self):
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stats.closed += 1
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self.client_class = FakeAsyncClient
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@pytest.mark.asyncio
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async def test_vllm_reranker_reuses_pooled_client(monkeypatch):
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"""One httpx client is built and reused across rerank calls; aclose
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releases it."""
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from haiku.rag.reranking.vllm import VLLMReranker
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stats = _PoolStats({"results": [{"index": 0, "relevance_score": 0.9}]})
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monkeypatch.setattr("httpx.AsyncClient", stats.client_class)
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reranker = VLLMReranker(model="m", base_url="http://localhost:8000")
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docs = [Chunk(content="a", order=0)]
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await reranker.rerank("q", docs)
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await reranker.rerank("q", docs)
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assert stats.constructed == 1
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await reranker.aclose()
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assert stats.closed == 1
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@pytest.mark.asyncio
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async def test_vllm_reranker_builds_multimodal_documents(monkeypatch):
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"""Chunks carrying picture bytes are sent as content-parts documents
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(data-URI image plus text when the chunk has content); plain text chunks
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stay strings in the same request."""
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import base64
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from haiku.rag.reranking.vllm import VLLMReranker
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captured = {}
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class FakeResponse:
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def raise_for_status(self):
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pass
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def json(self):
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return {
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"results": [
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{"index": 0, "relevance_score": 0.9},
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{"index": 1, "relevance_score": 0.8},
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{"index": 2, "relevance_score": 0.7},
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]
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}
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class FakeAsyncClient:
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def __init__(self, *args, **kwargs):
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pass
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async def post(self, url, json, headers):
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captured["json"] = json
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return FakeResponse()
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async def aclose(self):
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pass
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monkeypatch.setattr("httpx.AsyncClient", FakeAsyncClient)
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png = b"\x89PNG\r\n\x1a\n" + b"png-payload"
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jpeg = b"\xff\xd8\xff" + b"jpeg-payload"
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text_chunk = Chunk(content="plain text")
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described = Chunk(content="a described picture")
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described._picture_data = png
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undescribed = Chunk(content="")
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undescribed._picture_data = jpeg
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reranker = VLLMReranker(model="m", base_url="http://localhost:8000")
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reranked = await reranker.rerank("q", [text_chunk, described, undescribed])
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docs = captured["json"]["documents"]
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assert docs[0] == "plain text"
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image_part, text_part = docs[1]["content"]
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prefix = "data:image/png;base64,"
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assert image_part["type"] == "image_url"
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assert image_part["image_url"]["url"].startswith(prefix)
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assert base64.b64decode(image_part["image_url"]["url"].removeprefix(prefix)) == png
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assert text_part == {"type": "text", "text": "a described picture"}
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(jpeg_part,) = docs[2]["content"]
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assert jpeg_part["image_url"]["url"].startswith("data:image/jpeg;base64,")
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# Result indices pair back to the right chunks.
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assert [c for c, _ in reranked] == [text_chunk, described, undescribed]
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@pytest.mark.asyncio
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async def test_jina_reranker_reuses_pooled_client(monkeypatch):
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"""One httpx client is built and reused across rerank calls; aclose
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releases it."""
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monkeypatch.setenv("JINA_API_KEY", "test-api-key")
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from haiku.rag.reranking.jina import JinaReranker
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stats = _PoolStats({"results": [{"index": 0, "relevance_score": 0.9}]})
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monkeypatch.setattr("httpx.AsyncClient", stats.client_class)
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reranker = JinaReranker("jina-reranker-v3")
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docs = [Chunk(content="a", order=0)]
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await reranker.rerank("q", docs)
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await reranker.rerank("q", docs)
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assert stats.constructed == 1
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await reranker.aclose()
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assert stats.closed == 1
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@pytest.mark.asyncio
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async def test_reranker_base_aclose_is_noop():
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"""Base aclose exists so client teardown can close any reranker."""
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class Custom(RerankerBase):
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async def _rerank(self, query, chunks, top_n=10):
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return []
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await Custom().aclose() # must not raise
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def test_jina_reranker_missing_api_key(monkeypatch):
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monkeypatch.delenv("JINA_API_KEY", raising=False)
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from haiku.rag.reranking.jina import JinaReranker
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with pytest.raises(ValueError, match="JINA_API_KEY environment variable required"):
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JinaReranker("jina-reranker-v3")
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@pytest.mark.asyncio
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@pytest.mark.vcr()
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async def test_jina_reranker(monkeypatch):
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import os
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# Only set dummy key if real key not present (for VCR playback)
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if not os.environ.get("JINA_API_KEY"):
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monkeypatch.setenv("JINA_API_KEY", "test-api-key")
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from haiku.rag.reranking.jina import JinaReranker
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reranker = JinaReranker("jina-reranker-v3")
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reranked = await reranker.rerank(
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"Who wrote 'To Kill a Mockingbird'?", chunks, top_n=2
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)
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assert len(reranked) == 2
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assert all(isinstance(score, float) for chunk, score in reranked)
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# Check that the top results are relevant to Harper Lee / To Kill a Mockingbird
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top_ids = [chunk.document_id for chunk, score in reranked]
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assert "0" in top_ids or "2" in top_ids # These chunks mention the book/author
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@pytest.mark.asyncio
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@pytest.mark.integration
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async def test_jina_local_reranker():
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try:
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from haiku.rag.reranking.jina_local import JinaLocalReranker
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reranker = JinaLocalReranker("jinaai/jina-reranker-v3")
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reranked = await reranker.rerank(
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"Who wrote 'To Kill a Mockingbird'?", chunks, top_n=2
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)
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assert len(reranked) == 2
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assert all(isinstance(score, float) for chunk, score in reranked)
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# Check that the top results are relevant to Harper Lee / To Kill a Mockingbird
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top_ids = [chunk.document_id for chunk, score in reranked]
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assert "0" in top_ids or "2" in top_ids # These chunks mention the book/author
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except ImportError:
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pytest.skip("Jina local dependencies not installed")
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@pytest.mark.asyncio
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@pytest.mark.integration
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async def test_cross_encoder_reranker():
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try:
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from haiku.rag.reranking.cross_encoder import CrossEncoderReranker
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reranker = CrossEncoderReranker("cross-encoder/ms-marco-MiniLM-L-6-v2")
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reranked = await reranker.rerank(
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"Who wrote 'To Kill a Mockingbird'?", chunks, top_n=2
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)
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assert len(reranked) == 2
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assert all(isinstance(score, float) for chunk, score in reranked)
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top_ids = [chunk.document_id for chunk, score in reranked]
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|
assert "0" in top_ids or "2" in top_ids
|
|
except ImportError:
|
|
pytest.skip("sentence-transformers not installed")
|
|
|
|
|
|
@pytest.mark.asyncio
|
|
@pytest.mark.integration
|
|
async def test_cross_encoder_separates_saturated_scores():
|
|
"""`mxbai-rerank-base-v2` ships a Sigmoid it evaluates in bf16, where every
|
|
strongly-relevant candidate rounds to exactly 1.0. Squashing the logits
|
|
ourselves keeps them apart."""
|
|
try:
|
|
from haiku.rag.reranking.cross_encoder import CrossEncoderReranker
|
|
|
|
saturating = [
|
|
Chunk(content=content, document_id=str(i))
|
|
for i, content in enumerate(
|
|
[
|
|
"To Kill a Mockingbird is a novel by Harper Lee published in 1960.",
|
|
"Harper Lee wrote To Kill a Mockingbird, published in 1960.",
|
|
"The author of To Kill a Mockingbird is Harper Lee.",
|
|
"To Kill a Mockingbird, written by Harper Lee, appeared in 1960.",
|
|
"Harper Lee, author of To Kill a Mockingbird, won a Pulitzer Prize.",
|
|
"Harper Lee is the novelist who wrote To Kill a Mockingbird.",
|
|
]
|
|
)
|
|
]
|
|
|
|
reranker = CrossEncoderReranker("mixedbread-ai/mxbai-rerank-base-v2")
|
|
reranked = await reranker.rerank(
|
|
"Who wrote 'To Kill a Mockingbird'?", saturating, top_n=len(saturating)
|
|
)
|
|
|
|
scores = [score for chunk, score in reranked]
|
|
assert len(set(scores)) == len(scores)
|
|
assert all(0.0 < score < 1.0 for score in scores)
|
|
except ImportError:
|
|
pytest.skip("sentence-transformers not installed")
|
|
|
|
|
|
@pytest.mark.asyncio
|
|
async def test_cross_encoder_reranks_via_model_ranking(monkeypatch):
|
|
"""The rank() results map back onto the input chunks by corpus_id."""
|
|
import math
|
|
|
|
import torch
|
|
|
|
from haiku.rag.reranking import cross_encoder as ce_module
|
|
|
|
class _StubCrossEncoder:
|
|
def __init__(self, model):
|
|
self.model = model
|
|
|
|
def rank(self, query, documents, top_k=10, activation_fn=None):
|
|
self.activation_fn = activation_fn
|
|
# Reverse order so the mapping back to chunks is observable.
|
|
return [
|
|
{"corpus_id": i, "score": 1.0 - (i / 10)}
|
|
for i in reversed(range(len(documents)))
|
|
][:top_k]
|
|
|
|
monkeypatch.setattr(ce_module, "CrossEncoder", _StubCrossEncoder)
|
|
|
|
reranker = ce_module.CrossEncoderReranker("stub/model")
|
|
reranked = await reranker.rerank("query", chunks, top_n=2)
|
|
|
|
assert len(reranked) == 2
|
|
last_index = len(chunks) - 1
|
|
assert reranked[0][0] is chunks[last_index]
|
|
# The stub returns logits; the reranker squashes them itself.
|
|
stub_logit = 1.0 - last_index / 10
|
|
assert reranked[0][1] == pytest.approx(1.0 / (1.0 + math.exp(-stub_logit)))
|
|
assert isinstance(reranker._reranker.activation_fn, torch.nn.Identity)
|
|
|
|
|
|
def test_missing_reranker_dependency_raises(monkeypatch):
|
|
"""A configured reranker whose extra is not installed must fail, not
|
|
silently disable reranking."""
|
|
import sys
|
|
|
|
monkeypatch.setitem(sys.modules, "haiku.rag.reranking.zeroentropy", None)
|
|
|
|
config = AppConfig(
|
|
reranking=RerankingConfig(
|
|
model=ModelConfig(provider="zeroentropy", name="zerank-1")
|
|
)
|
|
)
|
|
|
|
with pytest.raises(ImportError):
|
|
get_reranker(config)
|
|
|
|
|
|
def test_missing_extra_names_the_install_command():
|
|
"""The error tells the operator exactly what to install."""
|
|
exc = ModuleNotFoundError("No module named 'cohere'", name="cohere")
|
|
|
|
with pytest.raises(ImportError) as excinfo:
|
|
raise_missing_extra("cohere", "cohere", exc)
|
|
|
|
message = str(excinfo.value)
|
|
assert "haiku.rag-slim[cohere]" in message
|
|
assert excinfo.value.__cause__ is exc
|
|
|
|
|
|
def test_failure_inside_an_installed_package_is_not_reported_as_missing():
|
|
"""A broken transitive import must propagate untouched instead of claiming
|
|
the package is not installed."""
|
|
exc = ModuleNotFoundError("No module named 'torch._C'", name="torch._C")
|
|
|
|
with pytest.raises(ModuleNotFoundError) as excinfo:
|
|
raise_missing_extra("sentence_transformers", "cross-encoder", exc)
|
|
|
|
assert excinfo.value is exc
|
|
|
|
|
|
def test_installed_reranker_extra_is_importable():
|
|
"""The guard must not fire for a dependency that is installed: the module
|
|
imports and the reranker is constructible."""
|
|
import haiku.rag.reranking.cohere as cohere_module
|
|
|
|
assert cohere_module.CohereReranker is not None
|